Expires 4 weeks from now
Compliance and Control Officer
full-time
Federal Capital Territory
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Job Summary
As Compliance and Control Officer, you will be responsible for supporting end-to-end compliance functions for the business, regulatory reporting while also making recommendations to the Compliance and Control Manager regarding interpretation and implementation of policies, procedures, and processes to address live and/or potential regulatory compliance issues.
Job Details
- Liaise with regulatory agencies on behalf of the company, on compliance related issues.
- Monitor cases of non-compliance, escalate any issues where non-compliance is not addressed and partner with the responsible unit to ensure timely and conclusive remediation.
- Identify, review and evaluate new laws and regulations and keep abreast of all legislative and regulatory developments both locally and globally that might have impact on the company.
- Support the review of the management and financial information systems and the electronic information system.
- Liaise with Risk Management, Audit and FINCON to review the accuracy and reliability of the accounting records and financial reports.
- Assist in ensuring transactions are processed in line with mandates and approved policies.
Requirements
- Minimum four (4) years' experience as a Compliance and Control Officer in the financial services industry (preferably in the Asset Management sector)
- First degree in a relevant field
- SEC Sponsorship is an added advantage.
About Company
Norrenberger Asset Management Limited
About Norrenberger: Founded in 2017, Norrenberger is a financial services group that provides bespoke financial solutions that add value to our individual and institutional clients. With a team of experienced professionals, Norrenberger offers a comprehensive range of services, including asset management, private equity, development finance, investment banking, insurance, pensions, securities trading, fintech and digital banking. We are guided by our mission to positively unlock the opportunities in society for our clients and stakeholders. Our component companies are licensed, authorised, and regulated by either the Securities & Exchange Commission (SEC), Central Bank of Nigeria (CBN), Nigerian Exchange Limited (NGX), National Pension Commission (PenCom) or National Insurance Commission (NAICOM). Thank you